-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvhhZ9F93CD76EvY6jW5gsDrPA9DMWsCbFI6/E9g0lj9mSsOLq1AWeNRMKJr/PqA bUMLFmZAZzOxBLOZlqt4nA== 0000891836-08-000036.txt : 20080304 0000891836-08-000036.hdr.sgml : 20080304 20080304161814 ACCESSION NUMBER: 0000891836-08-000036 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080304 DATE AS OF CHANGE: 20080304 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Anderson Neil T CENTRAL INDEX KEY: 0001299022 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 212-558-3653 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Tarpon Industries, Inc. CENTRAL INDEX KEY: 0001303565 STANDARD INDUSTRIAL CLASSIFICATION: STEEL PIPE & TUBES [3317] IRS NUMBER: 300030900 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81583 FILM NUMBER: 08663901 BUSINESS ADDRESS: STREET 1: 2420 WILLS STREET CITY: MARYSVILLE STATE: MI ZIP: 48040 BUSINESS PHONE: 810-364-7421 MAIL ADDRESS: STREET 1: 2420 WILLS STREET CITY: MARYSVILLE STATE: MI ZIP: 48040 SC 13G/A 1 sc0018.htm SCHEDULE 13G, AMENDMENT NO. 2 Amendment No. 2
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*



Tarpon Industries, Inc.

(Name of Issuer)

Common Stock, no par value
(Title of Class of Securities)

876223108
(CUSIP Number)

February 28, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]
[X]
[   ]
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 5 pages

CUSIP No. 876223108

1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

     Neil T. Anderson

2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  
(b)  

3. SEC USE ONLY   

4. Citizenship or Place of Organization      USA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
5. SOLE VOTING POWER     2,739,500

6. SHARED VOTING POWER

7. SOLE DISPOSITIVE POWER      2,739,500

8. SHARED DISPOSITIVE POWER

9. Aggregate Amount Beneficially Owned by Each Reporting Person      2,739,500

10. Check If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

11. Percent of Class Represented by Amount in Row (9)      18.98%

12. Type of Reporting Person (See Instructions)

IN

Page 2 of 5 pages

Item 1.   

(a) Name of Issuer:  Tarpon Industries, Inc.

(b) Address of Issuer’s Principal Executive Offices:   2420 Wills Street, Marysville, Michigan 48040

Item 2.   

(a) Name of Person Filing:  Neil T. Anderson

(b) Address of Principal Business Office or, if none, Residence:   125 Broad Street, New York, NY 10004

(c) Citizenship:  USA

(d) Title of Class of Securities:   Common Stock, no par value

(e) CUSIP Number:  876223108

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

           Not Applicable

Item 4. Ownership.

           Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

  (a) Amount beneficially owned:  2,739,500

  (b) Percent of class:  18.98%.

  (c) Number of shares as to which the person has:

   (i) Sole power to vote or to direct the vote  2,739,500.
   (ii) Shared power to vote or to direct the vote  0.
   (iii) Sole power to dispose or to direct the disposition of  2,739,500.
   (iv) Shared power to dispose or to direct the disposition of  0.

Page 3 of 5 pages

Item 5. Ownership of Five Percent or Less of a Class

           Not Applicable

Item 6. Ownership of More than Five Percent on Behalf of Another Person

           Not Applicable

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company

           Not Applicable

Item 8. Identification and Classification of Members of the Group

           Not Applicable

Item 9. Notice of Dissolution of Group

           Not Applicable

Item 10. Certification

  (a) Not Applicable

  (b) The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 4 of 5 pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

  March 4, 2008
 
  Date
    
  /s/ Neil T. Anderson
 
  Signature
    
  Neil T. Anderson
 
  Name/Title

 

 

 

 

Page 5 of 5 pages

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